Q: Do you have any RIA/Financial Advisor customers?
I’m evaluating SuiteDash for my RIA and need to ensure it meets SEC Rule 17a-4 recordkeeping standards. Does your platform support the following:
1. Real-time Capture: Can all edits and deletions be streamed via API in real-time to an external archive, or only through periodic exports?
2. Audit Trail: Do logs include exact timestamps and user IDs for every single modification or deletion?
3. Re-creation: Can the system reconstruct a record exactly as it first appeared if it's later modified or deleted?
4. Global Search: Can I run firm-wide admin searches for prompt regulatory requests?
5. API & Deletions: Will standard API limits handle high-volume compliance archiving? Also, since your docs say deleted projects "cannot be undone", is there a way to retain these for regulatory compliance?